N° 7 - December 2001


Health effects of occupational exposures in chrome plating

prepared by Dr. Antero Aitio, International Programme on Chemical Safety, Geneva, Switzerland


Introduction

Chromium is an intriguing element: at low exposure levels, there are data to indicate that it is essential for health; at high exposure levels some chromium species are toxic, allergenic, and carcinogenic, whilst other chromium species seem to be practically innocuous.

In the present review on the health effects of exposure to chromic acid mist in electroplating, the main emphasis is on cancer findings, as this is an area where information, which was rather limited, has recently undergone a distinct improvement (22,25).

Exposures

Chromium plating is mainly done either to increase resistance to rust and corrosion or increase resistance to wear and tear (hard chrome plating) or for decoration and aesthetic reasons, in order to achieve a shining surface (decorative chrome plating). The surface thickness for the former is typically 10 to 1000 µm, for the latter, between 0.25 and 1.0 µm. Chromium plating as an industry started in the 1920s, and several different applications have been developed. Although today, techniques are available where trivalent chromium is used, most of chromium plating is still done using chromic acid.

The main health concern is the chromic acid mist, which is formed when chromic acid is electrolysed. The amount of chromic acid mist emission will depend on a number of process variables, particularly, the concentration of chromic acid in solution, the surface area of the articles treated, the current density, the length of time current is passed through the solution and the surface tension of the bath6. In chromic acid, chromium is in hexavalent form and it is strongly irritating.

Toxicology of different chromium species

Chromium exists in several valence states, the most stable being trivalent, hexavalent and metallic chromium (valence state 0). Chromium in other valence states is apparently important mechanistically, but information on the toxicity of such compounds is practically non-existent.

Metallic chromium and trivalent chromium

The toxicity and fate of chromium species in the body varies with its valence state: trivalent chromium, as well as metallic chromium, seem to be relatively innocuous. Although several epidemiological studies have been carried out with the intention of uncovering even long-term effects due to these chromium species, no study convincingly shows any health effects (5,8,15).

Also, in experimental studies, notably on carcinogenicity in experimental animals, as well on mutagenicity in vitro and in vivo systems, these chromium species are not active.

Hexavalent chromium

Hexavalent chromium species are potent sensitisers of the skin. They also induce sensitisation of the respiratory tract (although the phenomenon is not very frequent), they induce mutations in vitro and in vivo and they cause cancer in experimental animals and in humans (4,5,8,10).

Within the large group of hexavalent chromium compounds, the physico-chemical characteristics show a wide variation. Notably, the water solubilities of different hexavalent species - and consequently their fate in the human body - have distinct characteristics. Also, the carcinogenicity of different hexavalent chromium compounds differs markedly. Strontium chromate is apparently more carcinogenic by far than any other chromium compound and calcium and zinc chromates are also relatively potent. These chromates are all relatively insoluble in water. Different lead chromates have been studied rather extensively and are apparently carcinogenic but have a low potency. Barium chromate, which has not been equally well studied, shows no convincing evidence of carcinogenicity. Lead and barium chromates are practically insoluble in water. Of the readily water-soluble alkali chromates, evidence of carcinogenicity exists for chromium trioxide (chromic acid) and sodium dichromate. This evidence is limited and the carcinogenic potency of these compounds in the experimental settings used is low.

In epidemiological studies on cancer in humans, clearly and consistently elevated lung cancer risks have been observed in chromate production (exposure mainly to trivalent and water-soluble hexavalent chromium compounds), in chromate pigment production (exposure mainly to water-soluble and water-insoluble chromates) and also in chromium plating using chromic acid.

Health effects among workers in chromium plating

Effects on nasal mucosa and skin

Exposure to chromic acid (like other hexavalent chromium compounds) may induce nasal irritation, which in its extreme form may lead to nasal perforation(2,7,11,13,19). The information on exposure levels and durations that cause these different nasal problems is very scanty. Lindberg and Hedenstierna(14) reported nasal irritation in chrome platers exposed to chromic acid mist at concentrations >1 µg/m3 and a high frequency of nasal perforations among workers exposed to peak concentrations >20 µg/m3. Rather similar results were reported by Lin and co-workers(I3).

Scar formation was estimated to appear in the nasal septum at cumulative exposure of 0.4 - 1 mg/m3 months (i.e. exposure to, for example, 40 - 100 µg/m3 for 10 months or 4 - 10 µg/m3 for 100 months), while nasal septum perforations started to appear after an exposure of 1 - 3 mg/m3 months. Although chromic acid is acutely irritating, it seems that the risk of nasal ulceration increases with the time of exposure(19).

In the two British cohort studies(23,25), four cases of nasal cancer were reported among chromium platers. In one of the studies, where three cases were observed, this reached statistical significance. Because of these findings, and because of the known carcinogenicity of hexavalent chromium compounds in general, possible pre-cancerous lesions in the nasal mucosa have also been investigated among chrome platers. No increase in the frequency of micronuclei - as an indication of genotoxic action - was observed in exfoliated cells of the nose. In the same study, a positive finding was observed among ethylene oxide exposed workers(20). On the other hand, squamous cell metaplasia and cellular atypia were observed in cells brushed from the nasal mucosa(2).

Chromic acid is irritating to the skin, and induces skin ulceration, which may lead to "chrome holes" and scar formation(12,19,28). It has been proposed that chromic acid exposure leads to skin ulcers only when there is a pre-existing cut, abrasion or other defect in the protective epidermis(28). Both sensitisation and irritation may be behind a contact dermatitis in a chrome plater. The latter mechanism seems to be involved more often(12).

Cancer of the lung

Suspicion of an increased risk of cancer among chrome plating workers was raised in a small study performed on decorative chrome platers in the UK(27). Forty-nine lung cancer deaths were observed, while only 35 were expected. Based on studies published in the 1980s and earlier, the International Agency for Research on Cancer concluded in 1990 that there is sufficient evidence of carcinogenicity of chromium VI compounds as encountered in (the chromate production, chromate pigment production and) chromium plating industries. This conclusion was based mainly on five studies.

The largest of these was a mortality analysis of the population investigated in the previously cited UK study(27). It reported(23) a 1.5-fold mortality from lung cancer among chrome bath workers. No association was observed between lung cancer mortality and work with nickel baths.

In another study from the UK(18), the mortality from lung cancer among chromium platers from Yorkshire was 1.4-fold in comparison to manual workers from other industries in the same geographic area.

In a small Japanese study(16,26), an increased risk of lung cancer was observed among platers. When the cohort of platers was divided into chrome platers and other platers, the excess was larger among the chrome platers - but did not reach statistical significance for either subgroup.

In a study in the US, a doubling of lung cancer mortality was observed among workers in a die-casting facility that also performed nickel and chromium electroplating. However, the workers had also been exposed to nickel and polycyclic aromatic hydrocarbons, both of which increase the risk of lung cancer(21).

Finally, in a small cohort of Italian chrome platers, the risk of lung cancer was three-fold over the expected and the lung cancer risk was only observed among hard chrome platers, whose exposure to chromic acid was higher than that of the decorative chrome platers(3).

Two of the above studies have recently been updated, and form the most reliable basis for the assessment of the carcinogenicity of chromic acid mist in humans. They also give indications on the potency of this exposure in cancer induction(22,24,25).

In the follow-up to the largest-studied chromium plater cohort in England(22), the mortality experience of 2,689 men and women was investigated between the years 1946 and 1995. Altogether 69 lung cancer cases and 621 deaths from other causes were observed. In both women and men, lung cancer excess was observed among chrome bath workers, but not among other chrome-exposed workers. The magnitude of the risk increased with the time of work at chrome baths, and was about 4-fold among those working longer than 5 years (relative risk, 3.88, 95% confidence interval, 1.68 to 8.74). As in all studies on lung cancer, smoking is a potential confounding factor, especially since no information was available on the smoking habits of this cohort.

However, the magnitude of the risk is such that it cannot be explained by smoking: risks greater than 1.5-fold cannot be attributed to smoking differences alone. In addition, the fact that the lung cancer risk was related to the duration of work at the chrome baths, makes smoking a very unlikely factor for explaining the finding of increased cancer risk with chromate exposure. Another potential cause for the excess lung cancer could be exposure to nickel compounds, which have also been shown to cause lung and nasal cancer at exposure levels encountered in nickel refining(1,9). However, the mortality from lung cancer was not elevated for those platers in the studied factory, who had exposure to nickel, but not to chromium(17).

In a follow-up of the workers in 54 chromium plating plants in Yorkshire, England(25), the lung cancer mortality between 1972-1997 was studied in reference to their working histories before 1972. For 85% of the members of this cohort, smoking habits were known; the results could thus be corrected for this potentially important confounding factor. However, the effect of smoking correction was very minor. The overall lung cancer risk among the chrome platers was 1.9-fold over the expected figures (SMR 185, 95% CI 141-238).

Carcinogenic potency of chromic acid mist

The information on how strong a carcinogen chromic acid mist is, is quite limited.

Exposure has not generally been quantitatively assessed. Instead, surrogates such as time at work have been used. No laboratory animal studies are available, where the exposure is qualitatively similar to chromium plating operations.

Limited quantitative information on exposure to chromic acid was only available in the previously mentioned study carried out in a large chromium-plating plant in England(22,24), based on data collected by the company from the year 1973 onwards, the working levels of chromic acid mist exposure were "almost always below 50 µg/m3 CrO3 (about 25 µg/m3 Cr VI)" and "earlier conditions were, in general, certainly worse".

If it is assumed that all lung cancer risk in this cohort was due to exposure to chromic acid mist, and that the working-time average exposure was 100 µg Cr VI/m3, then it could be very roughly calculated that for 1,000 workers exposed for the duration of their working life to 50 µg Cr VI/m3, there would be 310 excess lung cancer deaths.

If, however, the true exposure in the studied cohort had been 1,000 µg Cr VI/m3 (i.e. the exposures before 1973 had been very high indeed), the similarly calculated excess lung cancer number would be 40.

Furthermore, on the assumption that, rather than all lung cancers being induced by chromic acid, 2/3 of them were in fact induced by other factors such as smoking, the corresponding predicted number of lung cancer cases per 1,000 workers exposed for their working life to 50 µg Cr VI/m3 would be 130 and 14(24).

Thus, predicted cancer risk in the worst case scenario is a catastrophe and even the lowest estimate means a significant increase in the lung cancer risk.

Other respiratory diseases

Some studies have reported an elevated occurrence of respiratory symptoms and of decreased pulmonary function among chrome platers(11,14,19). No clear-cut picture emerges from the mortality from non-malignant respiratory diseases in the cohort studies (on lung cancer). Bronchial asthma is a rare disease after exposure to hexavalent chromium compounds and cases have been reported also among chromium platers(19).

Prevention of exposure and control of chromic acid mist

The most effective prevention of exposure is replacement of hexavalent chromium with trivalent, which has been shown to be feasible in decorative chrome finishing.

With tightening environmental and health requirements and improved technology, such substitution is now a very viable alternative.

Safer Chromium Finishing, published by the Metal Finishing Association (UK) provides further information(6).

Where such a change to the process is not possible (i.e. leads to lower quality products) it is necessary to achieve adequate control of chromic acid mist by other means.

With some operations the emission of chromic acid mist can be controlled by total enclosure of the process. Where this is not reasonably practicable, it is necessary to achieve adequate control by providing efficient exhaust ventilation and/or by treating the electrolyte (plating solution) with a mist suppressant to limit the emission of mist into the workplace atmosphere.

Even when the process can be completely enclosed, extract ventilation should still be provided at the enclosure. The extraction should be sufficient to ensure that there is movement of air into the enclosure when any access points in the enclosure are opened for purposes of process control, so preventing emission of chromic acid mist into the workroom atmosphere.

Conclusions

Workers in chromium electroplating, where (hexavalent) chromic acid is used, are at risk of developing lung cancer. It is likely that there is also a low risk of nasal cancer.

Hexavalent chromium is genotoxic, and although it is not clear that this is the mechanism of carcinogenesis - or the sole such mechanism - it is prudent to keep the exposure as low as is possible using best available technology.

Exposure to chromic acid at levels that are in compliance with the prevailing occupational exposure standards in many countries, that is, 50 µg Cr VI/m3, are likely to carry a substantial - albeit unlikely, an epidemiologically detectable - lung cancer risk.

Whether there is also a risk of other lung diseases is not clear.

Exposure to chromic acid causes irritation, erosion, and ulceration of nasal mucosa. Serious irritative effects have been observed at exposure levels of approximately 10 µg/m3.

Chromic acid exposure induces contact dermatitis and, especially when the skin has pre-existing mechanical trauma, chrome ulcer. In experimental animals, chromic acid is a strong sensitiser, and chromium-induced respiratory and dermal sensitisation have been - infrequently - reported among chromium platers.

Where possible, trivalent rather than hexavalent chromium should be used in electroplating. Where this is not technically viable, workers should be effectively protected against exposure, primarily using closed electroplating systems.

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